Through an agreement with the , PND is pleased to be able to offer a series of articles and profiles related to the "business" of improving society.
, , the , and all tout their commitment to change in support of the natural environment. But a look at their websites reveals big differences in how they translate this commitment into action.
In July 2016, Greenpeace’s homepage featured a huge "RESIST" banner attached to a construction crane with activists rappelling down and the words "The Summer of Resistance starts with you — Bring resistance to your community!" The Nature Conservancy's showed serene fields and the words "Help us protect cherished landscapes that unite us in all 50 states." FSC's described its commitment to the "environmentally appropriate," "socially beneficial," and "economically viable" with pictures of forests, Forest Champions, and businesses. And Unilever's showed a picture of a farmer in a developing country and the words "Sustainable Growth: Value + Values. We are changing the way business is done."
Responding to a difficult challenge such as environmental sustainability can produce a wide range of actions. How can diverse change efforts that aim for a similar outcome be thought of comprehensively? What are the relationships between them? And how do they interact most powerfully to speed change? These questions led me to conceive of all the diverse efforts to create change on a difficult issue such as climate change or poverty as a "societal change system." Such a system comprises all those initiatives and programs that are working to change a situation or issue. Seeing the whole of this system — through mapping, data visualization, and other methods — yields unique insights about how to create coherence, identify gaps in effort, exploit synergies, and reduce duplication, conflict, and inefficiencies.
Four Change Strategies
Economist Joseph Schumpeter's famous description of the "creative destruction" of capitalism is instructive for change more broadly. There is a natural tendency among those who work for societal change to focus on the creative part of the task — developing the new. But change also involves destroying the old, whether it be institutions, relationships, or ways of doing things.
Schumpeter's insight into the continuous churn of free markets forms the basis for proposing one dimension for distinguishing change strategies: destruction to creation. Extreme destruction might be depicted as the collapse of civilization; less extreme forms might include the rejection of a traditional social value or the breakup of a company. The extreme of creation is captured by the birth of a whole new societal order, while a less extreme form of creation might be the formation of a company or the adoption of a new social practice.
A second dimension is confrontation to collaboration. The extreme of confrontation is war, but there are many less confrontational actions, such as those of Greenpeace activists. At the collaboration extreme, consider the facilitation of deep mutual respect and common commitment in a group working to realize a change goal through transcendence of diverse perspectives (like FSC's work).
These two dimensions form the basis of a matrix that captures four kinds of change strategy. Each quadrant is named for the archetype of change it reflects. I have developed this model over twenty years of work on large systems change internationally — including poverty in Guatemala, global corruption, renewable energy, and the financial system.
How do we transform a group of well-intended but collectively incoherent change initiatives into a powerful societal change system? The matrix serves as a device to raise valuable questions and spark insights for understanding change strategies or initiatives holistically. All change initiatives reflect some mix of the two dimensions. Although a particular change initiative may shift position within a quadrant as it evolves and its emphasis on particular dimensions changes, moving to a different quadrant would transform its core logic — its rationale, principles, and capacities.
To further explore this model, I also offer a table that describes each quadrant generically and then addresses our two examples of societal change. Let us first examine each of the quadrants generically, then turn to the two cases.
Doing Change: The Entrepreneurs | The upper-left quadrant is that of entrepreneurs who are out to create a new approach that defies the prevailing logic and ways of operating. This often takes the form of a social or commercial enterprise. The entrepreneur can be an individual, but for societal impact it is more often an organization or movement. Social innovation labs, , and Impact Hubs all specialize in nurturing this type of activity. In business, this category covers entrepreneurs who are causing radical change, such as (providing solar energy in Kenya through innovative financing) and (bringing healthy food to K-12 schools).
Entrepreneurs are not fixated on destroying the old, although that is typically the effect of their innovation. Their energy is devoted toward creating the new. These change agents usually face substantial skepticism and resistance by incumbents. This, problems with scaling, or simply the inadequate power of the invention may make the entrepreneurs unable on their own to bring about broad societal change.
Forcing Change: The Warriors | Activists as warriors are the archetype of the lower-left quadrant. They are the energy pushing for widespread change, trying to influence others through their pressure and advocacy. They must be willing to push against convention and engage in acts of civil disobedience. They focus on amassing strength through numbers (followers and supporters) in a way that's often associated with social movements. However, in the same way that social activists can attempt to force change through warrior-like tactics, capitalists can withdraw investment in the name of change, and governments can use the power of the state to incarcerate and fine resisters of change. The danger for this quadrant is failure to gather sufficient support and power to emerge from the margins — which leads some to become more violent (and can even result in civil conflict).
Directing Change: The Missionaries | Those who are in positions of power and authority and are committed to change have a particularly challenging position. They can use that power and authority to secure change, but that often requires fundamental disruption in the structures that give them power and authority in the first place. They typically have a missionary's charismatic zeal for pursuing transformation, since such work involves overcoming immense inertia to break up and reinvent organizations and structures into something different. Their energy can easily be suppressed by status quo interests and skepticism that arise from trying to create something that no one has seen or experienced. Unilever CEO Paul Polman is an example of someone grappling with this change strategy to create a new business model that does not just do "less bad" but contributes positively to all aspects of society.
Co-creating Change: The Lovers | This is the popular but complicated strategy of "Let's get all the stakeholders in the same room and figure out how we'll work together for change." It can be described as the "lover" strategy, because it is based on the proposition that people want the same thing and are willing to work together to get it. It depends on the willingness of everyone to change, since almost every participant is part of a transformational problem. It's not just others that have to change; we all have values, beliefs, and ways of understanding that have to change. Along the way, however, a more powerful or well-resourced stakeholder may induce others to settle for less change than is needed, resulting in co-optation.
The German Energy Transition
To illustrate these four archetypes of change at work, let's turn to Energiewende in Germany, the first of two case studies of large-scale societal change that help flesh out the model. The term "Energiewende" was introduced in 1980 by Germany's (Öko-Institut e.V.) as a call to abandon nuclear and petroleum-based energy. Translated as "energy transition," it describes Germany's commitment and ongoing transition to a sustainable energy future. In 2016, about a third of energy consumed in Germany came from renewables. (By contrast, about 15 percent of U.S. energy consumption came from renewables, with a large amount of that from hydropower.) On one auspicious day in April 2017, Germany received a whopping 85 percent of its electricity from renewables. As a change challenge, the case is distinctive for the important role played by technology.
In terms of change strategy, Energiewende illustrates the role of co-creation. Such an approach is part of the core post-World War II logic of Germany more broadly, as seen in joint labor-management boards for companies and in coalition governments. In the energy sphere, this approach was demonstrated in the 1980s with collaborative experimental work on alternative energy by the science, engineering, and industrial communities. Although there have been some shifts in strength, there has been broad support publicly for the change.
The ongoing collaborative approach must be understood in contrast to the United States: In Germany there is no oil and gas industry, so the main question was how to achieve sustainable energy technologically, financially, and pragmatically by transitioning (i.e., destroying) traditional forms of power generation. Along the way, more widespread collaborative strategies for implementation have included broad public consultation and engagement around specific aspects of Energiewende, such as development of new transmission-line corridors.
This co-creation logic supported a directing-change approach reflected in 1991 legislation called the (FITS), which comprised two key elements: one requiring electric utilities to purchase electricity from renewable energy sources at minimum prices higher than the electricity's real economic value, and the second requiring consumers to shoulder the financial burden.
This approach also supported a doing-change movement for energy transformation that pushed more decentralized energy generation. Farmers became solar and wind farmers as well as agricultural producers; subsidies for solar panels led to widespread generation by homeowners. This doing-change activity reached critical mass following passage of the legislation, with a myriad of small producers of solar and wind energy emerging. Individuals who earlier had thought of themselves simply as farmers or homeowners became energy producers as they installed wind turbines and solar panels, while individuals who traditionally were consumers combined energy production for sale through solar installations on their properties to become "prosumers."
This has had wide-ranging implications for other directing-change actions, such as the decision in 2014 by Germany’s top utility, , to sell off (another form of "destruction") its traditional coal and nuclear power businesses in order to focus on clean energy, power grids, and energy-efficiency services.
The distinctions among the four strategies can be blurry. For example, the City of Munich is working with the utility it owns to become, by 2025, the first city of more than a million residents to use 100 percent renewable energy. Given the city’s ownership of the utility, this can be seen as a directing-change strategy. But it also can be seen as a collaborative strategy, considering that it is a product of multiple stakeholder groups working with the producer and owner. And it is a doing-change strategy, considering that a geographically defined jurisdiction has decided to simply go ahead and create a new system.
The energy transition is not occurring without resistance. But the main question concerns how to make the transition — and minimize the pain for traditional energy generators and energy-intensive industries. Political mobilization was critical as a forcing-change strategy, leading the Green Party to join a coalition government (1998-2005) that reinforced the original plan with strengthened legislation in 2000. With local public utilities providing an important portion of the country’s energy, local elections also became periods of (re-en)forcing change, as supporters mounted demonstrations and other actions designed to encourage legislators to press forward with the transition.
Marriage Equality in the United States
In 2015, in an ultimate directing-change move, the U.S. Supreme Court ruled that marriage between same-sex couples was a constitutionally protected right. Today, according to the Pew Research Center, 62 percent of Americans support it same-sex marriage. But just a half century earlier, every American state had laws that criminalized some form of same-sex intimacy, and as late as 1973 homosexuality was described as a "mental disorder" by the . Indeed, in 1996 then-President Bill Clinton signed the , which prohibited same-sex marriage. Against that backdrop, the victory of marriage equality in the United States arguably is one of the most rapid changes in a core social institution and fundamental values this country has ever seen.
Perhaps predictably, given the very personal yet cultural nature of the issue, the first challenges were brought about by doing-change entrepreneurs. Gays and lesbians in the U.S. did not have to get society's "approval" to consider themselves married; they simply lived as married couples (minus the legal recognition). In the 1980s, such attitudes increasingly became associated with commitment ceremonies. At the same time, gay couples began to bring children into their "marriages" through adoption, surrogacy, or other arrangements.
On the streets, gay and lesbian activists began to publicly assert their identity. In 1969, when policed engaged in routine harassment of homosexuals at the Stonewall Inn bar in New York City’s Greenwich Village, a riot ensued, and from that tiny isolated protest a powerful gay rights movement grew. In 1979, between 75,000 and 125,000 individuals participated in the first national LGBT march on Washington, D.C. Gay parades became annual events in major cities, promoting gay pride and civil rights. In the 1980s, protests and aggressive actions were organized around the AIDS crisis. All these experiences provided a strong foundation for similar organizing tactics when the issue of marriage equality came to the fore in the 1990s.
Attempts to secure a directing-change strategy through legal rulings started early. In 1970, the first legal challenge by a same-sex couple against the restriction of marriage rights to heterosexual couples was filed; the Supreme Court dismissed it without a hearing. Gay activists took up the issue in the 1990s as the AIDS crisis brought more people out of the closet and gays and lesbians began to push for the legal benefits associated with marriage. The legal victories piled up, beginning with arguments under state constitutions. In 1999, the Supreme Court of Vermont held that excluding same-sex couples from marriage was unconstitutional, prompting the Vermont legislature to create "civil unions" as marriages in all but name. In 2003, the Massachusetts Supreme Judicial Court issued the that made marriage between same-sex couples legal for the first time in an American jurisdiction. In 2012, voters in four states supported marriage equality through referenda — after thirty-two previous referenda had been defeated.
These victories built on the co-creating change strategy known as coalition building. Religious coalitions were especially important, given that opposition to same-sex marriage was often claimed on religious grounds as being against the will of God. At the turn of the millennium, the included more than one thousand clergy, congregations, and organizations from twenty-three faith traditions. Lobbying in the warrior tradition grew into new coalitions co-creating change as Democratic Party leaders and legislators came on board.
In the background, a huge shift took place in business: by 2013, 67 percent of Fortune 500 companies offered health benefits for same-sex couples. The earliest significant examples were more experimental and in industries that had a disproportionate number of gay employees and a more liberal workforce. Soon, the early adopters gave way to a more directing-change strategy as businesses became convinced through lobbying and example setting that they should support their gay and lesbian employees.
The environment that led to this monumental shift was supported by a similar move by media companies. They started with a doing-change strategy of very occasionally bringing gay lives into popular entertainment. But this grew into a directing-change strategy, whereby the regularity of gays and gay marriage in popular entertainment became a message about what should be accepted as the new "normal."
One of the first media breakthroughs on gay issues came in 1971 with an episode of the leading television sitcom All in the Family, which featured two gay men sympathetically. More intimate issues dealing with partnership, love, and commitment between two men were featured in the highly acclaimed 2005 movie Brokeback Mountain, while the top-rated sitcom Modern Family, which premiered in 2009, included a gay couple with a child. In 2012, Marvel Comics gave one of its superheroes a homosexual wedding, embedding it as a norm.
Six Lessons of Societal Change
Applying the framework to the two cases not only helps to clarify the strategies and logic at work, but also offers more general insights about the process of societal transformation and the workings of societal change systems. Six lessons, in particular, stand out.
Each of the four strategies can contribute critically to one transformation. All four strategies play an essential role in both cases cited above. The energy case provided individuals with a way to realize their ideals as prosumers, to advocate in various forums for their beliefs and values, to develop collaborations within the existing system to create change, and to access institutional power to support and direct the change. In the same-sex marriage case, doing change was reflected in individuals living as though they were married; forcing change provided a chance for supporters to demonstrate their position publicly; co-creating with early adopters such as supportive clergy provided important ways to pressure the establishment; and, as the number of supporters legislative and judicial forums, grew, they created a directing-change legal environment.
This suggests that the strategies are collectively important as a way of supporting transformation, and that different people and organizations have different roles to play in a change process. Property owners in Germany became doing-change leaders when they became prosumers; others supported the effort by being warrior activists. In the fight for marriage equality, only gay couples were capable of doing change, whereas non-couples and the broader community could participate in forcing change through demonstrations, parades, and referenda. Co-creating change efforts were particularly important for developing more sustained interactions among institutions that were early marriage-equality supporters, and the directing-change activity gave supporters a way to create change within their own institutions and in society more broadly.
Particular transformations emphasize a particular strategy. The four strategies were not of equal importance in both cases. For Energiewende, the directing-change legislative strategy was particularly important. Its salience arose in the context of broad agreement about the end, the value of the change, and the need to focus on the means to realize carbon-free energy. Under such circumstances, the ease of doing change through modest solar and wind energy commitments by individuals was also important; this group grew in power to become particularly effective advocates able to counterbalance the influence of resisters such as major industrial electricity users and private power companies.
The marriage-equality example makes more balanced use of all the strategies, although the directing-change action was the result. The doing-change strategy was critical for bringing gay relationships into the open and creating discussions among friends and family to challenge the traditional definition of family; forcing-change activities created space for a broadening number to express their support; building coalitions across traditional religious perspectives was critical to challenging religion’s role in the debate; and it was state-level legislation and, finally, U.S. Supreme Court rulings that were critical to ending the debate in the face of a still-divided public.
As a transformation progresses, the comparative importance of each strategy changes. Energiewende really took off with a co-creating change strategy generated by broad support, which opened space for a shift to the directing-change legislative action. Legislation, in turn, enabled the doing-change strategy of individuals pursuing their own renewable energy production, and forcing change provided secondary support for the overall transformation. In this particular case, all the strategies continue to interact as the transition continues.
Doing change was the original strategy for gay couples. But the issue of same-sex marriage remained on the margins until the forcing-change activities associated with the assertion of lesbian and gay equality and demands for AIDS services created space for similar marriage-equality forcing-change activities. This produced a variety of directing-change actions, first by municipalities, states, and corporations, and eventually through final resolution at the Supreme Court.
The particular circumstances and environment that a transformation confronts determine the order of the strategies and their interaction. In our two cases, there's a notable diversity in stage order and no obvious pattern. This suggests that characteristics of the specific case determine interactions between the strategies.
The most obvious question is why people do not simply start in an organic fashion, with the doing-change strategy growing into widespread adoption and a new dominant way of organizing and acting. This seems to have been the case for marriage equality. However, our case illustrates that realizing an enabling environment for doing change usually requires some initial forcing-change work. An important precursor to doing-change commitment ceremonies was elimination (or at least lack of enforcement) of laws against sex acts between members of the same sex. This required substantial forcing-change action by gay activists.
Qualities of the change issue itself can make a doing-change strategy on its own highly problematic. There were certainly early solar and wind energy entrepreneurs, but a doing-change Energiewende strategy was destined for irrelevance in the traditional operating environment, since developing technologies at scale requires substantial investment and change in the rules governing energy transmission. However, in this case a co-creating strategy involving collective education was the predominant predecessor of the creation of an enabling legal environment.
In short, there seems to be a dual lesson with respect to strategy interaction: In permissive enabling environments, there can indeed be an organic change process that emphasizes doing change. These are environments where legal structures and norms provide the basis for, rather than impede, experimenting and innovating culturally, technologically, and philosophically. But in the absence of such an environment, forcing change is not the only strategy possible: co-creating change can provide an important avenue if there is broad agreement that change is needed.
Enabling environments support experimentation and the creation of networks. The fourth lesson suggests some of the important qualities of an enabling environment. In particular, there is value in structures that support exploration. Institutional rigidity, narrow definitions of what is acceptable, large interdependent structures where change requires complicated coordination, and weak processes for developing broad consensus about change directions all contribute to a brittleness that is associated with more problematic transformations, such as the United States' transition to sustainable energy. Part of this is a question of political systems and the beliefs associated with them. Both cases involve political democracies. However, the multi-party German parliamentary system is more change friendly, as demonstrated by the important role played by the Green Party; the range of options in the one-party Chinese system, for example, would be very different.
An enabling environment is not simply one of passive acceptance of diversity, however. The marriage-equality case demonstrates the importance of creating networks and adopting forcing-change strategies as well. The German case represents the importance of creating large-scale conversations and experimenting with transformational challenges to promote a co-creating change strategy.
Each strategy requires distinct competencies. This article began by observing that different change organizations tend to be associated with different change strategies. The cases outlined above illuminate the distinct tactics associated with each strategy, which in turn imply that they require different competencies. Experimenting with doing change is associated with entrepreneurial startup talent; forcing change emphasizes the ability to attract and organize large numbers of people to take action; co-creation focuses on facilitation and group-process skills; and directing change requires management, policy making, and enforcement capacity. I would further suggest that an organization is unlikely to be good at more than one strategy.
Yet, the strategies build off each other. Sustainable energy, for example, can be seen not just as a technological question within the current power structures, but also as an opportunity to create more just and resilient societies. But within the latter, broader vision, negotiations are needed for how to get there. This also suggests the importance of one change initiative being able to hand off the change work to another.
This typology of change strategies promises far more than simply a system of classification. More important, it can inform an overall strategy of change for any particular issue in a societal change system and can help guide the development of resilient societies by illustrating the qualities that help address and resolve large change challenges.
This analysis also raises important questions about processes that support productive interactions between strategies. For those working on change initiatives, the focus shifts from questions about how your initiative can be successful to how you can best serve the needs of the societal change system as a whole. Are there synergies, gaps, redundancies, or conflicts between your change initiative and others’ that should be addressed? The very concept of a societal change system suggests that whatever particular strategy your initiative adopts, there will be a need eventually to adapt to a co-creation strategy for the change system as a whole.
Steve Waddell has spent more than thirty years working on large systems change and transformation. He does this through personal leadership, community organizing, writing, education, consultation, and research.